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The Proliferation of Federal High School Intervention Programs

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The dismal state of America's high school graduation rates - less than 75 percent nationally and below 50 percent in some areas - has become a key federal public policy issue in the last decade. Existing federal programs, including TRIO and GEAR UP, already seek to improve high school graduation and college going rates in underserved populations. But recent developments, the Student Aid and Fiscal Responsibility Act, and President Obama's 2010 Budget Request, have brought new high school intervention programs to the table. Are these programs really all that different? And what resources could the federal government commit to these efforts?

TRIO/GEAR UP
TRIO Talent Search, TRIO Upward Bound, and the Gaining Early Awareness and Readiness for Undergraduate Programs (GEAR UP) are three existing federal programs that attempt to increase high school graduation and college going rates in low-income students through small programs aimed at individual students or groups of students. These programs include out-of-school programs or pull-out sessions during the regular school day, after-school and weekend instruction, tutoring support for core academic subjects and college and financial aid applications, and counseling, mentoring, academic support, and college outreach services.

Research suggests that TRIO/GEAR UP are inadequately funded and contain significant overlap and redundancies. While evaluations favor GEAR UP somewhat, neither program has shown significant benefits. In fiscal year 2009, GEAR UP received just over $313 million and the TRIO programs received $905 million in federal funds. The President's 2010 budget request funded both programs at 2009 levels.

Student Aid and Fiscal Responsibility Act (SAFRA) Proposed Programs
The House passed its version of the SAFRA bill in September including a College Access and Completion Innovation Fund and an American Graduation Initiative, both aimed at increasing college going and graduation rates, but not through interventions in high schools. Although the Senate has taken no action on companion legislation, an unofficial Senate version of SAFRA has circulated within the education policy community that contains a new high school program called the Pipeline to College Initiative. 

This five-year, $2.5 billion program ($500 million annually) would provide competitive grants to states to improve student achievement and graduation rates and implement various high school reform and improvement systems in schools with particularly low graduation rates. This proposed reform program requires states that receive awards to annually evaluate high schools based on a series of benchmarks to determine whether they are making continuous and substantial progress toward academic goals.

Additionally, under the proposed Pipeline to College Initiative participating states must create early warning indicator and intervention systems for struggling students and distribute grants to local education agencies to implement school improvement programs in failing high schools.

Unlike the TRIO and GEAR UP programs, which are small programs aimed at select students within schools, the Senate Pipeline to College Initiative would use a whole-school approach to high school interventions, seeking to improve the system in which struggling students receive their educations rather than supporting them individually.

President's Budget Request
The President's 2010 Budget Request, and House and Senate 2010 Appropriations bills pending in Congress, all include a new $50 million program called the High School Graduation Initiative that would provide grants directly to local education agencies to run intervention programs for schools and students. Much like the Senate's Pipeline to College Initiative, it would provide funds for the creation of early warning indicators for struggling students and allow for partnerships with outside organizations. The funds could also be used to create comprehensive plans for keeping at-risk students in school or bringing students have dropped out back into the system. The program is meant to provide opportunities to evaluate and learn from new innovative programs at the local level that could later be expanded.

Should Programs Focus on Schools or Students?
The existing and proposed high school programs vary widely in cost ($50 million for the High School Graduation Initiative versus $905 million for TRIO) and more importantly on whether they focus on groups of students or entire schools. While TRIO and GEAR UP provide assistance to groups of students from low income families, the Pipeline to College and High School Graduation Initiative involve reforms at the school level and extensive use of data. Conflicting evidence exists on the successes of GEAR UP and TRIO, so it is unclear if programs directed at groups of students are enough to propel America's high school graduation rates above 75 percent. The new approach envisioned in the Pipeline to College Initiative and the High School Graduation initiative will provide a glimpse into the potential for programs directed at entire schools, not just a handful of students.


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